SR 11-7 and the Generative AI Governance Gap
How financial institutions can apply model risk management principles to large language models — and what examiners are starting to ask.
SR 11-7 and the Generative AI Governance Gap
How financial institutions can apply model risk management principles to large language models — and what examiners are starting to ask about AI governance.
Built for regulated financial institutions
The SR 11-7 Gap Most Institutions Miss
SR 11-7 was written for statistical models. Generative AI requires a fundamentally different governance posture — one most institutions haven't operationalized yet.
What Examiners Are Actually Asking
OCC, Federal Reserve, and FFIEC are issuing targeted guidance. This paper maps the specific questions examiners are raising and how institutions can evidence controls.
Technical Controls That Satisfy Model Risk
A proxy-based AI gateway creates the audit trail, access controls, and monitoring required under SR 11-7 — without disrupting engineering workflows.
Implementation Roadmap
A phased approach for standing up AI governance controls, from initial deployment through full policy automation and compliance reporting.
Ready to see it in action?
BastionGate is the AI governance gateway purpose-built for regulated industries. HIPAA, SOC 2, FINRA — deploy in under an hour.
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